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There are no absolutes in this world, and there will always be mistakes that are made within brokerage firms; there will always be people who set out to deceive the regulators and even deceive their own senior management.

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Mary Schapiro

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The SEC got more than 100 rules to write under Dodd-Frank, the lion’s share of all the agencies. And we’ve moved, I think, with a tremendous sense of urgency. But it takes a long time to write rules and get them approved by a five-member commission.

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I couldn’t have foreseen all the good things that have followed my mother’s death. The renewed energy, the surprising sweetness of grief. The tenderness I feel for strangers on walkers. The deeper love I have for my siblings and friends. The desire to play the mandolin. The gift of a visitation.

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May 14, 2024

I couldn’t have foreseen all the good things that have followed my mother’s death. The renewed energy, the surprising sweetness of grief. The tenderness I feel for strangers on walkers. The deeper love I have for my siblings and friends. The desire to play the mandolin. The gift of a visitation.

Previous

May 14, 2024

The SEC got more than 100 rules to write under Dodd-Frank, the lion’s share of all the agencies. And we’ve moved, I think, with a tremendous sense of urgency. But it takes a long time to write rules and get them approved by a five-member commission.

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